Internal Controller (Compliance)

Our mission is to exceed client expectations by providing first class financial services. To create value for the benefit of our clients and for economic and social progress globally.

General purposes:

• Internal control for asset management and professional activity on financial markets in accordance with Russian legislation
• Compliance functions in order to adhere to the local and international standards and provide sufficient level of expertise to the internal clients on a local level.

Functions:

• Maintain internal control for asset management and professional activity on financial markets in accordance with Russian legislation (act as an Internal Controller);
• Internal control for Insider Law (224-FZ) requirements implementation, preparation of notifications on inclusion/exclusion employees in/from the list of insiders, keeping and maintaining the internal register of insiders;
• Liaise with regulators and market peers associations (NAUFOR);
• To coordinate implementation of the monitoring systems;
• Provide support and advisory services to front, middle and back office divisions;
• Provide trainings to employees on compliance policies, legislation and procedures;
• Investigate and handle any actual or potential breaches of relevant rules and regulations.
• To act as a back up for other Internal Controllers;
• To implement and monitor pre-trade and post-trade controls of investment declarations and guidelines into internal systems for monitoring;
• To create and update on a periodic basis relevant Compliance policies and procedures;
• To monitor changes in Russian legislation within the area of responsibility and implement them into local procedures if required;
• Participate in new products approval process;
• Provide support and advisory services to front, middle and back office divisions;
• Provide trainings to employees on compliance policies, legislation and procedures;
• Investigate and handle any actual or potential breaches of relevant rules and regulations.

• Higher education,
• Excellent knowledge of international and Russian legislation on financial markets
• Practical experience (3 years and more) in internal control/compliance function within a financial institution,
• Intermediate skills in English,
• FSFR certificates 1.0 and 5.0
• Advanced PC user.

Personal skills:

Hard working, team player, good communicational skills.

• Official employment
• Competitive salary
• Professional training and development
• Voluntary medical insurance for employee and their family members, life and health insurance